We talked about regulatory failure in the industry and government attempts to set up a functioning regulator, and what went wrong when vulnerable investors fell for club token scams.
The Chief Compliance Officer helps us think about managing conduct risk from all levels – with accountability and transparency being animating features of the process.
We discussed regulation on both sides of the Atlantic.
Kathy discusses with GRIP the essential points to consider when conducting corporate investigations.
The JWG Group founder talks about the upcoming Regtech Conference and embedded compliance.
We spoke to Bovill founder, Ben Blackett-Ord, about some of this year’s biggest regulatory stories.
The GRIP team looks into the crystal ball and does some plain speaking about what the future might bring – this time looking at the economy in 2024.
The GRIP team looks into the crystal ball and does some plain speaking about what the future might bring – this time with some candid thoughts on politics and geopolitics.