Please enjoy this free trial of our subscription content service, for a limited time only.
Surveillance pricing, dynamic pricing or price optimization – whatever it is being called, the FTC is talking a closer look.
FinCEN’s joint notice with OFAC and the FBI directs financial firms to identify and report timeshare fraud conducted by Mexico-based criminal entities.
Recommendations include improvements in process consistency, governance, and fairness.
The CFTC and DOJ recently convened a conference targeting scams that rake in billions from vulnerable victims.
The Federal Reserve is considering a rule change that would update the inputs used to calculate large bank systemic scores.
Seung Earm and Mark Taylor discussed the Senior Managers & Certification Regime at Global Relay’s gathering of compliance professionals.
ASIC joins the ranks of regulators urging market intermediaries to strengthen supervision of representatives’ comms.