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Our at-a-glance guide to recent FCA activity.
After some unsually pointed remarks from the government the FCA makes a case for its current approach.
Time for financial advisers and investment intermediaries to review their processes as additional regulatory scrutiny looms.
The FCA’s conference, held in London on October 8, attracted the highest calibre of speakers from the regulatory ecosystem and the banking and investment community.
Court of Appeal addresses the scope of the FCA’s powers under FSMA to impose redress requirements on firms and the jurisdiction of the Upper Tribunal.
The FCA wants to work with the industry to ensure consumers receive consistently good outcomes and manage their own finances.
Our at-a-glance guide to recent FCA activity.
Freeing up capital, increasing liquidity and shifting from reactive to proactive regulation were all identified as key to addressing ‘predictable volatility’.