FCA
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FCA puts firms on notice over anti-money-laundering shortfalls
Issues highlighted in the report include the quality of customer risk assessment, detailed practical guidance, recordkeeping, and independent second-line assurance.
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OPINION: The blind spot in UK consumer protection
Parvez Khan asks if we rely too heavily on trust to compensate for structural conflicts of interest that would not be tolerated elsewhere.
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FCA work in review: March 30-April 10, 2026
Our regular roundup of the latest news and developments from the FCA.
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The next chapter in UK operational resilience: Operational incident and third-party reporting
New regime changes how firms report serious incidents and critical third-party dependencies, gives regulators improved real-time visibility of threats.
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Consumer Composite Investments replace UK PRIIPs
The new disclosure framework for retail investment products replaces PRIIPs and aligns with the Consumer Duty,
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OPINION: The Saba affair exposes a dangerous blind spot in UK market regulation
Is the UK’s framework for shareholder democracy fit for purpose in an era of sophisticated activism operating against a largely disengaged retail base?
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Millions to be compensated as FCA confirms car finance redress scheme
Changes to the original scheme are a result of “conflicting feedback from consumers, their representatives, firms, manufacturers and industry bodies,” the FCA has said.
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FCA highlights key issues and required changes around regulatory perimeter
The regulator has certain powers and tools it can use to protect consumers, support market integrity, promote competition, and facilitate the UK’s international competitiveness. But not everything is within its remit.