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Proxy advisers ISS and Glass Lewis targeted by FTC antitrust probe
Critics have long expressed concerns regarding the two firms’ influence on corporate governance.
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SFDR 2.0: Leaked proposal from the EU Commission
The leaked draft indicates widespread changes with new product categories.
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Cross-border legal implications of recent rulings in the Credit Suisse AT1 bond saga
The US and Swiss decisions raise international considerations for investor protection, regulatory power in bank rescues, cross-border jurisdiction, and the hierarchy of claims in bank resolution cases.
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FINRA disciplinary action update 2025/41
Disciplinary decisions issued November 1 – 7, 2025.
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Breaking the biologic bottleneck
By shortening timelines and lowering costs, regulators aim to reshape incentives that have historically favored brand-name drugmakers.
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Avida Finans sanctioned and given reprimand for insufficient credit checks
The loan firm granted customers loans on more than 30 occasions which should not have been approved.
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BitQueen’s £5.5 billion fraud busted and Qian jailed after cross-border efforts
Metropolitan Police secure successful conviction after seven-year investigation with CPS, NCA and international cooperation.
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Lack of secure archive and other failings lead to fine for investment adviser in France
Carat GP and its two directors have incurred a fine of €2.5m. The firm and one of its directors have also been barred by the AMF.