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The GRIP Files: Joann Needleman of Clark Hill
The head of financial services regulatory and compliance practice at Clark Hill talks about her work.
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SEC sues operator of alleged $198m crypto Ponzi scheme
The case is the first crypto enforcement action initiated under Paul Atkins’s tenure.
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Independent review launched to tackle the UK’s “biggest crime” – fraud
The Independent Review will also evaluate incentives for criminal fraud networks informants and whistleblowers.
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Private radiology provider settles probe into data security failures
A radiology provider faces penalties after failing to safeguard patient data, exposing thousands to potential breaches.
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FINRA launches three FINRA Forward initiatives to add efficiency
Initiatives aim to improve the effectiveness and efficiency of supervision.
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ASIC roundup: Wiluna Mining sued, and firms engaging in unlicensed credit activity
The Australian Securities & Investments Commission’s latest actions and news, April 14 – 17, 2025.
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Kudman and Posner discuss best practices in healthcare compliance
Our conversation took in good training programs, the OIG’s compliance guidelines, the importance of communication, and more.
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Tackling fraud in Big Pharma: Realistic ambition or pipe dream?
Any suggestion of misleading clinical results, false advertising, or bribery to achieve medical approvals would clearly create massive negative publicity.