Julie DiMauro2 min read
Toby Chitayat | CRI, Hugo Goodchild | CRI4 min read
Hameed Shuja3 min read
Antitrust offenses include price-fixing, bid-rigging, and market allocation; this program seeks to reward whistleblowers for original tips about such violations.
Julie DiMauro1 min read
SEBI claimed that Jane Street engaged in market manipulation, portending the end of a lucrative era in the Indian options market.
Alexander Barzacanos2 min read
Criminal Division’s priority will be to combat fraud including: healthcare, trade and customs, elder, and securities; and national security threats.
The FCA has said it was obvious that some customers were too “high risk” to be allowed to open an account at Monzo.
Hameed Shuja1 min read
We take a look at how the ban will work in practice, unintended consequences and what this means for regulated financial services firms.
Jean Hurley5 min read
The OCC’s latest risk report warns of rising fraud, cyber threats, and compliance pressures …
Vlada Gurvich3 min read
The collaborative Takedown effort targeted healthcare fraud that victimizes patients, taxpayers and government programs.
Julie DiMauro4 min read
Disciplinary decisions issued June 28 – July 4, 2025.
Thomas Hyrkiel1 min read