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SEC targets Langemeier and LOL for conflicts of interest
Self-styled ‘Millionaire Maker’ fined for breaching fiduciary duties.
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Raytheon to pay $8.4m to resolve cybersecurity false claims allegations
The DOJ alleged that Raytheon failed to develop a cybersecurity plan that would enable assessment of a network it utilized for government contracts.
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Justice department rewards self-reporting in national security case
USRA spared prosecution after self-reporting employee’s illegal export of sensitive US aviation software to Chinese military-linked university.
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FDA signals unannounced inspections at foreign manufacturing facilities
The FDA noted how foreign companies have been given advanced notice before facility inspections, while American manufacturers have not.
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OPINION: Is artificial intelligence the answer to the problem of CPIA disclosure?
Challenges arising from managing disclosure obligations under the Criminal Procedure and Investigations Act 1996.
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What is the territorial scope of the Failure to Prevent Fraud Offence?
Considerations for compliance in large organizations.
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FINRA disciplinary action update 2025/16
Disciplinary decisions issued April 26 – May 2, 2025.
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Credit Suisse admits to helping US taxpayers hide money
Bank pleads guilty to hiding more than $4 billion in assets and income and will pay more than $510m in penalties and fines.