Organizations must be strategic and challenging when selecting technology platforms to aid compliance.
Guidance and next steps on FCA/PRA data reporting requirements.
The Commission prosecuted 36 companies between January 1 – June 30, 2023.
Marketing chief was stripped of stock awards because he deleted business related texts on his personal phone.
Key takeouts from the White & Case and KPMG 2023 global compliance risk benchmarking survey.
AAG Polite said the criminal division is also looking into how it selects compliance monitors and when it charges individual executives.
New study shows reporting at an all-time high and discloses a trend towards anonymous reporting.
The guidance is part of a framework required by the Corporate Transparency Act.