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Guidance Note 1 – FINRA Rule 6730
Late reporting to TRACE.
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GRIP Extra: US scraps “hundreds” of enforcement actions; Supreme Court to hear SEC disgorgement case
Our in-brief roundup of notable stories from the last week.
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GRIP Country Guides: UAE
A first port of call for firms wishing to do financial services business in the UAE. This guide covers regulation, compliance and best practice.
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Transcript: Adria Perez and Kate Seikaly podcast
Vlada Gurvich, Senior Reporter at GRIP, explores the intricacies of civil and criminal trade compliance, False Claims Act, and tariff origin checks with Adria Perez and Kate Seikaly, renowned experts in the field.
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GRIP Extra: FINRA appoints new Board of Governors members, DOJ pushes for Powell prosecution
Our in-brief roundup of notable stories from the last week.
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Transcript: Christopher Wimmer podcast
Vlada Gurvich, Senior Reporter at GRIP, explores the intricacies of cross-border investments and critical minerals with Christopher Wimmer, an expert in Canadian investment and trade, based in New York City.
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GRIP Extra: IA AML rule postponed by FinCEN; HMRC to begin collecting data on crypto exchange users
Our in-brief roundup of notable stories from the last week.
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GRIP Forecast 2026 – Enforcement
In our final predictions roundup, the team looks at general trends in enforcement action.