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The issues resulted in trade surveillance gaps in connection with multiple venues and trading systems.
Regulator proposes a prohibition on some event contracts, citing public interest considerations in preventing their listing and clearing.
The changes to Part 23 include the fine-tuning and harmonization of various rules including the tangible net worth approach and financial reporting requirements.
The changes are intended to give the regulator better insight into large positions and exposures in the futures and options markets.
As US presidential and congressional elections approach, platforms such as Kalshi and PredictIt are in the spotlight for wanting to bet on outcomes.
Amendments to Form PF oblige advisers to private funds to give the SEC and FSOC more reporting details.
Rule proposed to protect agriculture, energy, metals, and financial markets.
CFTC updates its enforcement guide, bank regulators update fair lending rules, 48-state settlement over computer error.