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CFTC enforcement stance leads regulatory roundup
CFTC updates its enforcement guide, bank regulators update fair lending rules, 48-state settlement over computer error.
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Deterrence to the fore in CFTC enforcement guidance
New guidance addresses monetary penalties, recidivism, monitor and consultant undertakings as well as admission resolutions.
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Misuse of off-channel apps leads to $549m in penalties from SEC, CFTC
The SEC and CFTC hand out sizable, combined penalties for recordkeeping and supervision failures relating to off-channel communications.
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CFTC requests big budget increase to tackle ‘historic volatility’
Combatting cyber risk a focus in request for financing.
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CFTC appoints new Chair and VC to the Technology Advisory Committee
Former White House National Security Council member Carole House takes the seat as Chair.
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CFTC modifies swap recordkeeping and reporting technical specifications
UPI designated for credit, equity, FX and interest rate asset classes.
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CFTC selects unique product identifier for swap data reporting
The Commodity Futures Trading Commission flags an ‘important milestone’ that will increase transparency in the swap market.
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Davos discussions signal US stablecoin regulation on the horizon
Katherine Dowling, Chief Compliance Office of Bitwise Asset Management, told CoinDesk that stablecoin legislation could come in this year.