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The revisions are connected to the principal law governing the handling of personal information in the federal government.
Julie DiMauro1 min read
Many asset managers want regulations to further enhance sustainable investment adoption, but some barriers like lack of data and greenwashing remain.
Martina Lindberg3 min read
The TNFD’s framework is designed to help organizations better understand the financial risks and opportunities associated with nature loss.
Jean Hurley3 min read
Rule 3502 stipulates the liability of associated persons who contribute to a registered public accounting
Julie DiMauro3 min read
BOI guidance for small businesses, BSA violations at a Puerto Rican bank, and a veteran rep held liable in contentious ruling.
Julie DiMauro4 min read
In the second case of its type in two weeks, the SEC has charged CBRE Group for violations of the SEC’s whistleblower protection rule.
Disciplinary decisions issued September 8 – 14, 2023.
Thomas Hyrkiel<1 min read
The DOJ’s antitrust case against Google begins, with allegations that company employees deleted instant messages in violation of discovery mandates.
A third-party supplier was targeted in a ransomware attack, making the force the fourth in the UK to experience data breach problems recently.
Martina Lindberg1 min read
Lessons from the data breach at the Police Service of NI in which personal information on its 10,000 staff was mistakenly published online.
David Varney | Burges Salmon4 min read
The Norwegian authority has put a temporary ban on the social media giant after its illegal behaviour-based marketing.
Clash with tech companies averted, but worries remain that threat to privacy has not gone away.
Martin Cloake1 min read
European Commission launches SFDR consultation, acknowledging flaws, and considers whether the current regime is still workable.
Lorraine Johnston | Ashurst, Tim Cant | Ashurst5 min read
Not without a lot more money. How financial services organizations can play a lead role in bridging the funding gap.
Dilip Krishna | Deloitte, Margaret Doyle | Deloitte, Samia Hazuria | Deloitte, Duncan Stewart | Deloitte5 min read
Recent environment-related compliance and legal developments at a glance.
Julie DiMauro2 min read
Buyers, sellers and boards need to factor in consideration of the CSDDD now if the deadline for compliance is to be met by 2026.
Kristy Duane | CMS2 min read
The changes take aim at the many funds that attract investor interest with names that might not accurately reflect their actual strategies.
Financial services commentator and former regulator Gavin Stewart asks if the FCA and PRA leadership are up for developing a post-Brexit handbook.
Gavin Stewart3 min read
Reforms bring several significant requirements applicable to private fund managers, including non-US based advisers and exempt reporting advisers.
Valerie Ruppel | Bovill9 min read
The FCA today published the findings of its initial data exercise on bank account access and closures in a report titled UK Payment Accounts: access and closures review.
Carmen Cracknell2 min read
New rules will promote competition amongst “gatekeepers”.
Annabel Borg | Eversheds Sutherland5 min read
The FCA wants cryptoasset firms to understand the broad definition of financial promotions.
Emma Tran | Ashurst, Bisola Williams | Ashurst3 min read
Safety worries remain a major barrier for potential crypto investors, Coincover’s latest report shows.
Martina Lindberg2 min read
The Mozilla Foundation’s latest report is entitled: “It’s Official: Cars Are the Worst Product Category We Have Ever Reviewed for Privacy.”