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John sits down with GRIP to talk working as a strategic legal partner, primarily in private funds, to transform and grow businesses while mitigating risk.
This discussion at XLOD London 2026 focused on modernizing risk and controls in financial services.
Regulator's head of Secondary Markets Oversight encourages continuous improvement rather than perfection in implementing MAR regime.
Our regular roundup of the latest news and developments from the FCA.
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The Ways & Means markup pushes new transparency, reporting, and oversight rules as hospitals and insurers warn of compliance burdens.
Testimony and internal emails reveal limited staffing and oversight as Washington attorney general presses claims of opioid diversion failures.
FIN-FSA has updated its guidance to emphasize evolving terrorist financing risks, calling on supervised entities to ensure correct risk assessment.
What financial business leaders can learn from the Roman general.
After decades of trying to make the shift, Regulation E-Delivery aims to end the opt-in requirement for receiving electronic investor information.
Health Canada introduces a reliance framework to accelerate access to treatments, beginning with pediatric and veterinary drugs.
The UK and EU regimes share many of the same policy objectives, but differ in several important respects for non-UK firms.
While not new rules, these observations remind us that SEC examinations prioritize whether actual practices match a firm's disclosures, policies, and fiduciary duties, rather than its original intentions.
The platform will serve as a clearinghouse for cybersecurity vulnerability data sharing and coordination.
The Action Plan does not create new legal obligations but sets out steps for operationalizing the AI Act, NIS2, DORA, and the Cyber Resilience Act.
The UK has identified the payment sector as essential to economic growth.
No new rules; the FCA's approach is to double down on the existing outcomes-based approach, with Consumer Duty, SMCR, and operational resilience frameworks remaining at the forefront.
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