-
DOJ closes probe into Swedbank with no enforcement action taken
The investigation, initiated in 2019, focused on Swedbank´s historical anti-money-laundering practices.
-
TD bank employee pleads guilty to helping launder $92m
A central facilitator of a money-laundering gang’s exploitation of TD processed thousands of suspicious bank checks, accepted gift cards, and failed to fill out critical forms.
-
FCA fines former Carillion directors in misleading statements case
Richard Adam and Zafar Khan have been accused of acting recklessly despite being concerned about the financial troubles at the company. Carillion’s former CEO is also facing a hearing.
-
FCA “names and shames” motor finance claims firm after high court battle
UPDATED: The judge ruled that the scale and nature of the firm’s marketing justified the public naming.
-
ASIC roundup: Four sentenced in ‘pump and dump’ case, BDO Audit and director sued
The Australian Securities and Investments Commission’s latest actions and news, December 22 – 31, 2025.
-
Injunction halts change to long-standing safety-net drug-pricing program
Under HHS’s rebate model program, safety-net providers would have to pay millions upfront for drugs that would otherwise be spent on low-income patients.
-
FINRA disciplinary action update 2025/48
Disciplinary decisions issued December 20 – 31, 2025.
-
GRIP Forecast 2026 – Enforcement
In our final predictions roundup, the team looks at general trends in enforcement action.