Enforcement
-
Former pharma CEO agrees $30k settlement with SEC over fraud allegations
Anthony J Cataldo, who was accused of diverting millions in company funds, agreed to settle fraud allegations for a fraction of the amount regulators say he stole.
-
DOJ fraud division launches west coast healthcare fraud ‘strike force’
The new strike force will target healthcare fraud schemes across California, Arizona, and Nevada, bringing expanded federal enforcement to tech hubs and emerging fraud hotspots.
-
DOJ and CFTC bring first parallel insider trading cases, signaling new enforcement era
Observations on what these charges may signal for prediction markets, for the government’s evolving enforcement toolkit, and for market participants.
-
OPINION: The evolving enforcement ecosystem – the SEC’s retreat that isn’t
New report could suggest a retreat from digital asset enforcement. That conclusion would be understandable – and wrong.
-
UK prediction markets, insider information, and the law
A discussion on whether placing a bet on inside information constitutes “cheating” and the related issue of market manipulation.
-
Prediction marketplace shakedown: Insider trading charges and exclusive jurisdiction claims
For the first time in US history, a criminal case has been filed alleging insider trading on prediction markets.
-
GE Aerospace settles export control breaches with State Department
The company settled allegations that it violated export-control laws in connection with unauthorized technical data exports to China.
-
Finfluencers under spotlight as regulators launch global crackdown
Regulators from Australia, Hong Kong, Brazil, Canada, India, the Gulf, and the UK took part in the second Global Week of Action Against Unlawful Finfluencers.