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ASIC roundup: Cairns pawnbroker fined A$12,000, and uptake in SBRs
The Australian Securities & Investments Commission’s latest actions and news, June 23 – 27, 2025.
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US Treasury escalates financial offensive against fentanyl networks
Sanctions against Mexican financial institutions mark a decisive shift toward targeting the financial arteries of the global drug trade.
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CFTC says commodity pool operator mischaracterized risk-management practices
Alleged false or misleading statements were made when describing risk management practices to commodity pool participants and prospects.
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Businessman fighting bribery charges cites new Trump FCPA policy
In FCPA motion to dismiss, businessman points to Trump’s EO, FCPA guidelines.
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Bupa fined A$35m in Australia for misleading customers in health insurance claims
Bupa admits to misleading thousands of health insurance customers and unconscionably denying legitimate claims over more than five years.
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Clearing firm fined for surveillance lapses related to potentially manipulative trading
FINRA outlined failure to implement effective supervisory and surveillance practices for trading and business communications recordkeeping.
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FINRA disciplinary action update 2025/24
Disciplinary decisions issued June 21 – 27, 2025.
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CVS Caremark’s $95m penalty for Medicare drug overbilling
Whistleblower alleged Caremark reported higher costs of drugs to the government than it paid pharmacies for dispensing Medicare Part D drugs.