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Podcast: Jeannette Lichner on the evolution of financial services
In the latest GRIP podcast episode, we touch on technological change, flexible work, and switching careers.
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The GRIP Files: Emma Bickerstaffe, Apex
Emma Bickerstaffe, managing director, ESG and Sustainability, Apex, discusses her work in ESG and the role that financial services could play in accelerating solutions to the world’s challenges.
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Recession forces firms to ramp up compliance functions, study says
Results say reporting, data science, and AI are now the most in-demand skills.
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Podcast: NSCP recap with Barbara Boehler
The National Society of Compliance Professional’s (NSCP) Annual Conference happened in October in Dallas. We broke down the key talks with NSCP board member Barbar Boehler.
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SEC’s Gurbir Grewal calls for culture of proactive compliance
SEC enforcement chief sets out three pillars underpinning effective culture, offers assurance on CCO liability.
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SEC Commissioner Mark Uyeda prepared and unscripted at NSCP conference
Commissioner tells annual gathering to prepare for additional workload caused by ‘overactive’ regulator.
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Where to start making your move into risk and compliance work
Leading risk expert Rupert Evill offers advice, strategy and tactics when starting a new role.
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Opinion: The time for compliance officers to join crypto firms is now
Julie DiMauro says the crypto sector offers real opportunity for ambitious and forward-thinking compliance professionals.