Chief compliance officer pay rises only 2.7%, new report finds.
Vlada Gurvich5 min read
Valerie talks about her experience in securities enforcement matters, SEC’s ‘back to basics’ approach, her work in-house and what she learned working at NASAA.
Jean Hurley4 min read
Junaid talks about his work, appearing as an attorney before the SEC and other agencies and his experience in the SEC’s Division of Enforcement.
Jean Hurley2 min read
Practical tips to help you stay steady in the storm.
Janaya Moscony | SEC34 min read
The head of financial services regulatory and compliance practice at Clark Hill talks about her work.
Jean Hurley2 min read
Our conversation took in good training programs, the OIG’s compliance guidelines, the importance of communication, and more.
Alexander Barzacanos6 min read
We discussed improper marketing strategies, upcoding and billing issues, defense strategies for fraud cases with Tama Kudman and Barry Posner.
Alexander Barzacanos7 min read
The latest State of Financial Crime report’s findings are based on a global survey of 600 senior financial crime decision-makers.
Hameed Shuja7 min read