The self-regulator made explicit three criteria for review.
Compliance as a Profession
The report examines base salary, long-term incentives, and more, noting that organizations seeking experienced compliance executives face a limited pool of active candidates.
Compliance officers are taking on more tasks outside their office role, while regulatory expectations have increased.
We spoke to Stöckle about his career to date including his CTO role, the AI challenge for audit, and how KPMG is upskilling current teams.
Our regular series of personal profiles with leading players in the regulation and compliance field.
The agency’s less-prescriptive approach may give firms more uncertainty, Janaya Moscony of SEC³ Compliance tells us.
Stephen tells us about his career to date, offers valuable advice to those entering the privacy profession, and provides insight into his work on the film "Privacy People."
Alex tells us about representing clients before the SEC, FINRA, and state securities regulators and shares his experiences dealing and working with senior regulatory figures.