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New York sues Capital One over savings scheme
New York is ensuring Capital One faces accountability where the federal regulators stepped back.
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New York AG Letitia James targets payday lenders with lawsuit
The lawsuit contends that popular “cash advance” apps are usurious.
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How state regulators are redefining private equity’s role in healthcare
As federal oversight slows, states are steadily reshaping how private equity operates in the sector.
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Block fined $40m as NY takes aim at fintech compliance failures
The fintech firm behind Cash App faces regulatory heat over anti-money laundering lapses and crypto oversight shortcomings.
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NASAA adopts model rule update to incorporate Reg BI at state level
The model rule significantly scales back a version from 2023 that industry participants said created new compliance obligations.
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SEC Acting Chair Mark Uyeda on priorities with state security regulators
Uyeda addressed federal preemption issues and the division of jurisdiction between the SEC and states.
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NASAA releases top retail investor threat list
Annual review of risks targeting retail investors uncovers many scams targeting investors through social media platforms, by using AI, and via deepfake imagery.
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New in NY: Data breach notification and new health info privacy law
A triple helping of legal developments from New York State.