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How state regulators are redefining private equity’s role in healthcare
As federal oversight slows, states are steadily reshaping how private equity operates in the sector.
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Block fined $40m as NY takes aim at fintech compliance failures
The fintech firm behind Cash App faces regulatory heat over anti-money laundering lapses and crypto oversight shortcomings.
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NASAA adopts model rule update to incorporate Reg BI at state level
The model rule significantly scales back a version from 2023 that industry participants said created new compliance obligations.
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SEC Acting Chair Mark Uyeda on priorities with state security regulators
Uyeda addressed federal preemption issues and the division of jurisdiction between the SEC and states.
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NASAA releases top retail investor threat list
Annual review of risks targeting retail investors uncovers many scams targeting investors through social media platforms, by using AI, and via deepfake imagery.
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New in NY: Data breach notification and new health info privacy law
A triple helping of legal developments from New York State.
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Complying with California Climate Disclosure legislation in 12 steps
A dozen observations and recommendations on compliance with significant legislation.
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Newsom vetoes historic California AI safety bill
The bill would have codified a host of restrictive AI standards. But did it miss the point?