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Podcast: Jack Castonguay and Rob Mason on ethics and exams
Rob Mason and John “Jack” Castonguay discuss recent and some years-old exam-cheating allegations at big audit firms.
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Podcast: Emily Wright on trade surveillance, ethics and conduct
We spoke to the author of Behind the Screens: Understanding Employee Surveillance in Financial Services.
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What is a lawyer’s duty when matters go wrong?
Carroll Barry-Walsh looks at some pressing and very current issues around accountability and responsibility.
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UK survey underlines growing importance of tackling non-financial misconduct
Findings reveal effect of ‘toxic’ workplace culture and management shortcomings.
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Sexism in the City report finds a culture of misogyny persists
Little has changed over the last five years, with many firms continuing to regard diversity as a “tick box” exercise, says the report.
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Podcast: Jen Hoar on the corporate intelligence role in assessing risk
Jen Hoar speaks about her role in helping businesses with their due diligence obligations as a trained corporate intelligence professional.
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FCA whistleblower 2023 data corroborates ‘Sexism in the City’
Latest data from regular report prompts renewed calls for Office of Whistleblowing.
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What the City of London can learn from the UK police
Carroll Barry-Walsh on how firms must monitor and review non-financial behavior.