Jean Hurley3 min read
GRIP2 min read
Jean Hurley4 min read
SEC targets protection of retail investors amid rising complexity in crypto, private markets, and foreign-linked disclosures.
Vlada Gurvich5 min read
At the event, speakers addressed the complexity and cost of regulations, plus the significance of disclosure to investor protection.
Julie DiMauro4 min read
The SEC said it welcomes comment on the burdens or benefits that may result from the possible regulatory responses noted in its release.
Julie DiMauro3 min read
Former SEC regulator Janaya Moscony warns that rule scrapping doesn’t necessarily equate to “a hands off regulator.”
Janaya Moscony | SEC31 min read
The pending rules would have addressed hot-button regulatory areas like predictive data analytics, climate reporting, and cybersecurity risk management.
Alexander Barzacanos2 min read
Participants debated various regulatory visions in this final session – plus the series in summation.
Vlada Gurvich8 min read
Could new rulemakings reshape how registrants operate in digital markets?
Janaya Moscony | SEC32 min read
Efforts to engage with beneficial owners and provide them with mechanisms for influencing governance outcomes appear to be converging with a broader regulatory push for transparency.
Vlada Gurvich5 min read