Regulator adopts new rule to address conflicts of interest in the asset-backed securities market.
Move draws broad support but dissenting voice questions level of ‘micromanagement’.
Our US editor Julie DiMauro gives her observations on two thought-provoking speeches by the oft-dissenting SEC Commissioner.
Brokers, hedge funds and advisers say proposals are unnecessary and impossible to implement.
Adoption of framework designed to increase transparency and integrity, says regulator.
Guidance on where to focus when preparing for the 2024 SEC exams.
SEC proposes rule on volume-based exchange transaction pricing.
The SEC agreed to roll out new rules aimed at boosting transparency of short selling.