- Regulation
- Technology
- Resources
Latest News
- Industry
-
FINRA disciplinary action update 2025/43
Disciplinary decisions issued November 15 – 21, 2025.
-
IAPP EU Data Protection Congress 2025: Cybersecurity trumps sovereignty?
Geopolitics, innovation, digital infrastructure, new technologies, and more: The keynote debate highlighted tensions behind the deceptively simple concept of data sovereignty.
-
IAPP EU Data Protection Congress 2025: Simplification and sovereignty the key topics
A practical and dynamic keynote conversation featuring data protection regulators kicked off this vibrant event.
-
FCA makes proposals on consolidated tape for UK equity markets
FCA says having multiple trading venues has benefits, but market participants need a single, centralized source of data for better overall market assessment.
-
FINRA disciplinary action update 2025/42
Disciplinary decisions issued November 8 – 14, 2025.
-
FINRA disciplinary action update 2025/41
Disciplinary decisions issued November 1 – 7, 2025.
-
FINRA disciplinary action update 2025/40
Disciplinary decisions issued October 25 – 31, 2025.
-
FINRA disciplinary action update 2025/39
Disciplinary decisions issued October 18 – 24, 2025.