Thomas Hyrkiel

The CFTC says it is stepping into the gap where it has jurisdiction to regulate the leveraged and margin-dependent trading of crypto assets.

FCA prudential requirements include an obligation for firms carrying out regulated cryptoasset activities to perform an overall risk assessment.

FINRA enforcement activity covering September 26 – October 2.

Consultation paper makes changes aligned with the new transaction reporting regime outlined in PS26/15.

FCA prudential requirements include an obligation for firms to perform an overall risk assessment.

FINRA enforcement activity covering September 5 – September 25.

Voice spot inspection by AMF highlights deficiencies and room for improvement at asset management firms.

FINRA has completed the consolidation of its member supervision, market oversight, and enforcement functions into a single department.