Amendments to Form PF oblige advisers to private funds to give the SEC and FSOC more reporting details.
The SEC charges five investment adviser firms for failing to meet requirements related to the safekeeping of client assets.
The SEC charged the private equity firm for failing to adequately disclose millions of dollars of real estate brokerage fees that were paid to a real estate brokerage firm owned by its CEO.
The US securities regulator on Wednesday approved sweeping new rules aimed at overhauling the way private funds interact with their investors.
Regulator moves to increase resilience of money-market funds, but there are dissenting voices.
The SEC has made amendments to Form PF which will significantly affect reporting requirements for hedge fund and private equity fund advisers and include new event-triggered reporting and additions to annual filings.