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Senate’s crypto bill has more than 75 amendments, heads to committee
Senators from both parties have filed the amendments ahead of upcoming crypto market structure legislation hearings.
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US agencies launch further investigations into Minnesota fraud
FinCEN has issued four notices of investigation to money-services businesses located in the state, among other things.
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US House advances INVEST Act and other capital formation bills
The INVEST Act seeks to expand access to capital for small businesses and modernize the accredited investor definition, among other things.
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JPMorgan severs ties with proxy advisers, will use AI tool
This JPMorgan unit, one of the world’s biggest investment firms, has to vote shares in thousands of organizations each proxy season.
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SEC proposes amendments to small entity definitions
The SEC said it has “a longstanding commitment to understanding and addressing the concerns of small entities,” and that this animated the proposal here.
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Oil markets and Venezuela: A saga of supply, sanctions and security
It will take expertise, commitment and a lot of money to make Venezuela an attractive place to do business in. A determined US president says it will happen.
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The (de)regulatory agenda in US banking – 2025 and beyond
US banking regulators have altered some aspects of their supervisory stances, eliminating reputational risk as a standalone basis for supervisory criticism, among other moves.
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Credit Suisse Securities settles with FINRA for trade surveillance lapses
Technology issues and lax supervisory procedures allegedly led to “hundreds of millions” of trade, order and position records being omitted from its surveillance systems.