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Podcast: EY’s Jennifer Joyce on aligning stakeholders and building adaptive compliance programs
GRIP’s US Content Manager Julie DiMauro spoke with Jennifer Joyce, Principal of Forensic and Integrity Services at EY.
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SEC’s Atkins signals ‘return to regular order’ at Senate subcommittee
“Regulation should be smart, effective, and appropriately tailored within the confines of our statutory authority,” Atkins said.
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FDA launches AI tool for its medical researchers and investigators
The FDA has released Elsa, an AI tool designed to optimize the performance of FDA employees such as researchers and investigators.
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Podcast: Andrew McBride on the FCPA, compliance, and cooperating with government
Julie DiMauro spoke to the founder and CEO of Integrity Bridge, and former Chief Risk & Compliance Officer of Albemarle Corporation.
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SEC says many staking services no longer subject to agency jurisdiction
The SEC said protocol staking isn’t a securities transaction, paving the way for potential ETF staking approval.
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US House passes 10-year moratorium on state AI laws
A clause in the new federal tax bill would ban states and localities from regulating AI for a whole decade.
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FINRA penalizes broker-dealer firm for social media, finfluencer missteps
FINRA alleged that influencers’ communications were not fair and balanced and included misleading or unwarranted statements.
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New SEC reports inform public on capital formation and beneficial ownership
Data provided on Regulation A, crowdfunding, and private fund beneficial ownership concentration