Welcome to GRIP, Global Relay’s new digital information service on practical compliance and regulatory change.
Please enjoy this free trial of our subscription content service, for a limited time only.
-
Podcast: Jack Castonguay and Rob Mason on ethics and exams
Rob Mason and John “Jack” Castonguay discuss recent and some years-old exam-cheating allegations at big audit firms.
-
CFTC weighs banning platforms from betting on US elections
As US presidential and congressional elections approach, platforms such as Kalshi and PredictIt are in the spotlight for wanting to bet on outcomes.
-
The city that never sleeps – an NYSE open for all-day trading?
The New York Stock Exchange is considering a proposal to run trading in equities 24/7.
-
SEC sued by crypto trade groups over definition of ‘dealer’
Two crypto industry groups sue the SEC, challenging its recent expansion of the “Dealer Rule.”
-
DOL finalizes fiduciary duty rule to weed out conflicts, bad retirement advice
DOL’s new fiduciary rule is out and will subject many new financial planners and insurance agents to the Employee Retirement Income Security Act.
-
FTC votes to bar nearly all noncompete agreements
Agreements labelled a threat to economic liberty and a thriving economy banned after 3-2 vote.
-
FinCEN reminds financial services firms to surveil for environmental crime
FinCEN signals need to remain vigilant in identifying and reporting suspicious activity related to environmental crime.
-
House passes legislation that could ban TikTok in the US
Bill would ban TikTok from US app stores unless it finds a new owner, potential challenge opens up battle over citizens’ access to digital information.