Julie DiMauro
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Peirce out: SEC Commissioner reflects on markets and modernization
In remarks looking toward her upcoming departure from the SEC, Commissioner Peirce spoke of why US capital markets inspire people globally to raise money and invest in the US.
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World regulators tackle investor fraud lurking in social media
As consumers turn to social media for financial advice, the chances for fraud are a new reality. Global financial regulators have some plans for tackling the problem.
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Halfway through 2026, Valerie Mirko reflects on SEC and FINRA
Mirko explains how the SEC’s initiation of a sweeping shift in regulatory policy is affecting regulated businesses, or for the pending changes, how it could.
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Podcast: Conway Dodge on the risks and opportunities of prediction markets
We discuss how this market offers opportunities for crowd forecasting and hedging certain risks but also carries significant risks regarding market manipulation, regulatory uncertainty, and more.
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EBA and NYDFS sign memo outlining supervision of international stablecoin activities
Although the MoU is not legally binding, it creates the blueprint for crossborder coordination in supervising and sharing information about stablecoin activities.
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DOJ urges accelerated review for government benefits fraud qui tam cases
Assistant AG Shumate says his new directive is in response to the “rise in fraudulent schemes” targeting federal benefits programs, such as Medicaid.
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SEC files action against individual for multimillion-dollar crypto-asset scheme
SEC alleges that Nathan Fuller told investors he would leverage proprietary AI bots to facilitate high-frequency arbitrage trading of crypto assets.
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Video: FINRA Annual 2026 offers spotlight on collaboration and innovation
Deirdre Patten, Director of Saenger Consulting Group, joined GRIP’s Julie DiMauro to share their impressions of the 2026 FINRA annual conference, noting the historic turnout this year.