Changes in the surveillance function were the focus of one discussion at XLOD Global.
Critical third parties
Firms should expect the Review’s analysis to inform supervisory priorities, perimeter policy and future guidance across a range of areas, with the FCA continuing its plans to regulate for growth.
Our regular roundup of the latest news and developments from the FCA.
Latest designated CTPs include Amazon Web Services EMEA SARL, Google Cloud EMEA Limited, Microsoft Ireland Operations Ltd, and Oracle Corporation UK Limited.
This article examines the key challenges firms have encountered in their DORA compliance journeys and explores some of the practical solutions.
Proposals reflect established international approaches to operational resilience and will be familiar to Authorized Firms that are already subject to regimes in the UK and EU.
Regulator says new rules will make existing incident and third-party reporting clearer, more consistent, and easier for firms to follow.
Many global organizations have learned that without appropriate oversight, third parties can become liabilities. Max Veve says DORA is the stand out regulation.