ESMA’s report highlights a range of investor protection and market integrity concerns, drawing attention to the gap between regulation in Europe and the US.
Tim Cant, Ashurst Perkins Coie
A discussion on whether placing a bet on inside information constitutes “cheating” and the related issue of market manipulation.
Checklists for firms to reflect on whether their annual Board report and RCA processes are aligned with the FCA’s ideas of best practice.
The FCA is making changes to notification and disclosure requirements for OTC derivatives.
Analysis of a speech by FPC’s Jonathan Hall on the impact of AI developments, such as trading agents, on financial stability.
UK regulators have set out requirements for critical third parties.
The European Commission has proposed changes to EU BMR scope but retains third-country routes to EU access.
European Commission launches SFDR consultation, acknowledging flaws, and considers whether the current regime is still workable.