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Your essential checklists for Consumer Duty Best practice Board reports
Checklists for firms to reflect on whether their annual Board report and RCA processes are aligned with the FCA’s ideas of best practice.
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Changes to the post-trade risk reduction services and the DTO
The FCA is making changes to notification and disclosure requirements for OTC derivatives.
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Monsters in the deep: AI and your firm
Analysis of a speech by FPC’s Jonathan Hall on the impact of AI developments, such as trading agents, on financial stability.
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What’s behind the consultation on critical service providers?
UK regulators have set out requirements for critical third parties.
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Changes to EU Benchmark Regulation aim to simplify regime
The European Commission has proposed changes to EU BMR scope but retains third-country routes to EU access.
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Is the SFDR heading for the scrap heap?
European Commission launches SFDR consultation, acknowledging flaws, and considers whether the current regime is still workable.
