SYSC 6.1.1R
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UK market abuse action flags need for strong surveillance to match risk
A recent UK regulatory action contained some important lessons about trade surveillance.
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Tackling market abuse: Blocking threats for brokers
With brokers still struggling with their trade surveillance obligations, here are some common issues to consider when monitoring market abuse.
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Organised crime active in equity markets according to the FCA
The regulator draws attention to the risks with the release of this guidance, coinciding with arrests in London.