Rules Navigator
Vlada Gurvich4 min read
Alexander Barzacanos1 min read
Martina Lindberg2 min read
Martin Cloake4 min read
Carroll Barry-Walsh5 min read
Julie DiMauro3 min read
Hameed Shuja2 min read
Terry Green | Katten, Larry Wong | Katten4 min read
Alex Viall3 min read
Hameed Shuja5 min read
Julie DiMauro5 min read
Peter’s previous role was in the compliance department of an Investment Platform where he supported the CASS oversight function.
Common risks asset managers are facing as a result of their day-to-day trading activities.
Peter Bowyer | Bovill Newgate, Eoghan Hartigan | Bovill Newgate4 min read
With brokers still struggling with their trade surveillance obligations, here are some common issues to consider when monitoring market abuse.
Eoghan Hartigan | Bovill Newgate, Peter Bowyer | Bovill Newgate6 min read