Our in-brief roundup of notable stories from the last week.
Rule Overview
Jurisdiction: United States
Regulator: CFTC
Topic: Market Abuse
ECFR Title 17 Rule 180.2This CFTC Rule implements CEA 1936 Section 6(c)(3).
The rule is broadly drafted in order to catch any type of price manipulation including:
It is important for surveillance and communication capture because manipulative intent must be demonstrated by a regulator.
Communications provide the context necessary for a regulator to establish that intent to manipulate price actually existed.
Our in-brief roundup of notable stories from the last week.
Our pick of the latest crypto stories.
Autonomous AI-based trading strategies could complicate questions of firms’ responsibility for model behavior.
Our in-brief roundup of notable stories from the last week.
The proposal would restore certain CPO and CTA exemptions that were in place until 2012.
Our pick of the latest crypto stories.
The agency said a growing number of filings have failed to provide sufficient notice or compliance analysis.
Our in-brief roundup of notable stories from the last week.