We interview compliance headhunter Nick Litwinek in the first of a series designed to help compliance, risk, and legal practitioners to find, secure, and manage high-quality compliance talent across regulated industries.
Alex Viall
In the first of a new monthly feature, we highlight some key personnel moves across the regulated industries that we cover.
A recent UK regulatory action contained some important lessons about trade surveillance.
Compliance
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Surveillance trends, regulator supervision, and the role of AI at wholesale banks and brokers
A synopsis of views and advice on current trends, regulatory supervision, and some practical solutions to the latest challenges.
Leading compliance professionals from the alternative asset management sector gathered at Global Relay's London offices to discuss current issues.
Commodity derivatives were a particular focus in a wide-ranging exchange.
Compliance professionals wrestled with current challenges at the latest Global Relay Hedge Funds event in London.
Panel discussion featured speakers from the big Nordic banks.