The updates are aimed at those in scope of FCA operational resilience rules in SYSC 15A, and trading venues.
The updates are aimed at those in scope of FCA operational resilience rules in SYSC 15A, and trading venues.
Key personnel moves across the regulated industries that we cover.
Treasury’s NPRM addresses the risks arising from foreign adversaries benefitting from US tech investment, said Assistant Secretary Pilkerton.
Analysis of the fallout and the structural reforms Turkey must make to avoid a market downgrade, plus expert commentary from Kevin Graham.
Michael Selig discussed crypto, AI and automated trading, SI adoption, streamlining certain regulatory requirements, and more.
The call to action from Daly was very clear: Advisers and sponsors should “enthusiastically innovate in a responsible and thoughtful manner.”
The frontier models deployed by AI firms are fast becoming a key risk and security concern for governments, regulators, and industry.
Discussion included NFM, AI-generated transcription, and gifts and entertainment controls.