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XLoD London 2023: Breaking Barriers: Senior female leaders across the three lines of defense
This was arguably one of the most insightful sessions at the ‘must attend’ event for surveillance experts on the sellside and buyside.
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GR compliance roundtable: AIFMD II, DORA, cyber and LinkedIn messaging
Reporting from Global Relay’s quarterly asset manager compliance roundtable – December 2023.
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XLoD London 2023: What the SEC means by proactive compliance
In this session, Lindsay Moilanen, Assistant Regional Director at the SEC, outlined the Commission’s current priorities.
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XLoD London 2023: Tackling the complexities of modern communication compliance
This in-depth session at the foremost compliance surveillance conference featured Ian Blair from UB, Rob Hammond from BNP Paribas, and John Lydon from TP ICAP.
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XLoD London 2023: Capturing unapproved communications channels
Changing market conditions and regulatory challenges discussed by expert panel.
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XLoD London 2023: Building effectiveness and efficiency in the 3LOD model
Panel of experts examined changing market conditions and regulatory challenges.
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XLoD London 2023: Experts discuss continued expansion of regulation
Panel of experts examined changing market conditions and regulatory challenges.
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Caution and pragmatism the watchwords at XLoD London
XLoD held its London event for surveillance professionals in financial services last week, with the FCA’s Sheree Howard delivering a thought-provoking keynote.