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SIFMA 2024: Robert Cook talks about Reg BI and CAT

FINRA's CEO discussed how the SEC's flurry of rulemaking has affected his agency.

Julie DiMauro

Split image of Robert Cook, FINRA CEO, and Saima Ahmed, executive vice president and general counsel of SIFMA.
Robert Cook was interviewed by Saima Ahmed. Photo: FINRA/SIFMA
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Robert Cook, FINRA CEO, took the stage at SIFMA’s annual conference on Tuesday, diplomatically answering questions from Saima Ahmed, executive vice president and general counsel of SIFMA.

The main topic of discussion was the robust SEC rulemaking agenda over the past few years. Right after he spoke, his chief operating

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