Our in-brief roundup of notable stories from the last week.
FINRA
GRIP Extra
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GRIP Extra: FINRA advances remote inspection reforms, IOSCO updates secondary market disclosure standards
Our in-brief roundup of notable stories from the last week.
Agency says rules do not reflect modern environment and change could generate aggregate annual savings of up to $45.6m.
As consumers turn to social media for financial advice, the chances for fraud are a new reality. Global financial regulators have some plans for tackling the problem.
Mirko explains how the SEC's initiation of a sweeping shift in regulatory policy is affecting regulated businesses, or for the pending changes, how it could.
GRIP Extra
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GRIP Extra: SCOTUS affirms SEC disgorgement power, EU unveils tech sovereignty package
Our in-brief roundup of notable stories from the last week.
Deirdre Patten, Director of Saenger Consulting Group, joined GRIP's Julie DiMauro to share their impressions of the 2026 FINRA annual conference, noting the historic turnout this year.
GRIP Extra
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GRIP Extra: Bank of Canada issues stability report, CFTC clears way for perpetual contracts
Our in-brief roundup of notable stories from the last week.