FINRA
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FINRA Annual 2026: Talking AI and prediction markets
Speakers tackled emerging developments in crypto, AI, prediction markets and other critical regulatory topics shaping financial services entities.
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GRIP Extra: CFTC replaces outdated swap benchmarks, ESMA moves to simplify EU reporting
Our in-brief roundup of notable stories from the last week.
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GRIP Extra: OCC blocks Illinois interchange fee ban, CFPB cuts small business lending rule
Our in-brief roundup of notable stories from the last week.
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SIFMA Compliance and Legal Conference – a candid appraisal
Rob Mason, Global Relay’s director of regulatory intelligence, reports from an impressive SIFMA gathering in Florida.
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GRIP Extra: Regulators lower US community bank leverage ratio, DOJ seizes $700m from scam center
Our in-brief roundup of notable stories from the last week.
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The skinny on FINRA’s margin overhaul
FINRA’s margin overhaul replaces fixed day trading thresholds with a real-time, exposure-based framework, shifting risk control from static rules to continuous intraday monitoring.
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GRIP Extra: OSFI releases Annual Risk Outlook, SEC advances Treasury cash futures cross margining
Our in-brief roundup of notable stories from the last week.
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Shadow AI: What AI meeting note-takers mean for regulated industries
It’s the AI problem hiding in plain sight, says Manuela Bárcenas.