Asset managers

Voice spot inspection by AMF highlights deficiencies and room for improvement at asset management firms.

A carve-out from fund regulations could turn London’s vaulted bullion into real-time digital collateral – if firms can solve the property rights puzzle.

We explore the compatibility of defense investments with responsible investing with Alex Miller, Danesmead Advisory.

​As the FCA intensifies its scrutiny of private markets, compliance executives face a battle over third-party supply-chain resilience and the fracturing of internal AI governance.

Our regular roundup of the latest news and developments from the FCA.

We interview compliance headhunter Nick Litwinek in the first of a series designed to help compliance, risk, and legal practitioners to find, secure, and manage high-quality compliance talent across regulated industries.

The SEC approved Dimensional Fund Advisors to offer dual-class funds, allowing open-end funds to have both ETF and mutual fund share classes.

IOSCO has rejected calls for an outright ban, recognizing that pre-hedging is necessary for dealers to provide liquidity and sharp pricing.