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Latest News
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ACER’s Q2 2025 REMIT Quarterly: Key takeaways for compliance professionals
Ongoing regulatory scrutiny, new transparency tools, and a continued focus on improving surveillance and reporting standards.
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FCA review of climate disclosures: A call for streamlining and simplicity
The FCA has outlined its next steps, which focus on enhancing and simplifying the sustainability reporting framework.
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FCA’s light touch approach on off-channel comms is a warning shot, not a fine
Industry response to the FCA’s multi-firm review into off-channel communications and a comparison with the US approach.
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EBA opinion highlights emerging ML/TF risks in EU’s financial sector
The EBA’s fifth biennial report reveals a complex risk landscape.
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FCA v Woodford: A £46m fine and a war of words over fund collapse
The FCA’s decision has been rebutted by WIM, which intends to challenge the findings in the Upper Tribunal.
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Dutch regulator takes a hard line on audit integrity
Joint investigations lead to fines as AFM collaborates with US Public Company Accounting Oversight Board (PCAOB) and takes direct action against local firm.
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ASIC takes Fortnum Private Wealth to court over alleged cybersecurity failures
Regulator sends signal of intent with allegation that cybersecurity policies, frameworks, systems and controls were inadequate.
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UK Supreme Court quashes conviction of Tom Hayes in landmark Libor case
The case highlights regulatory scrutiny of trader communications and individual accountability.