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UK investing in “strategic” AI capabilities
OpenBind consortium, new Centre for AI-driven innovation, and supercomputer funding all intended to help drive drug R&D
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KPMG fined £690,000 for breaching independent audit rules
UK accounting watchdog imposes penalty on Big Four firm over “basic and fundamental” breaches of audit rules.
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PISCES launches as FCA rings the bell on new type of private stock market
Industry commentators welcome solution to long-standing market inefficiency but caveat with warnings of higher risk profile.
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Switzerland toughens “too big to fail” rules in wake of Credit Suisse crisis
UBS calls measures “extreme” and says they are “neither proportional nor internationally aligned.”
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The GRIP Files: A Valerie Mirko, Armstrong Teasdale
Valerie talks about her experience in securities enforcement matters, SEC’s ‘back to basics’ approach, her work in-house and what she learned working at NASAA.
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Google commits $500m to compliance overhaul
Lawyers claim investment signals major shift in how search giant will manage regulatory risk.
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Streamlined UK Enforcement Guide now in force
“Exceptional circumstances” test remains with three specific situations identified on when a public announcement will be more likely.
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FCA welcomes industry drive for T+2 fund settlement
Faster settlement makes the markets more efficient, improves liquidity and supports the growth and competitiveness of the UK, said the FCA.