Janaya Moscony | SEC32 min read
Eversheds Sutherland2 min read
Alexander Barzacanos1 min read
Julie DiMauro14 min listen
Vlada Gurvich4 min read
Vlada Gurvich4 min read
The UK regulator recently published a list of common errors it observed from asset management firms applying for authorization or variation of permission.
Dear CEO Letter outlines the UK regulator’s focus for next year and helps to prioritize compliance to-do list.