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FCA data clarifies pitfalls for asset management authorizations
The UK regulator recently published a list of common errors it observed from asset management firms applying for authorization or variation of permission.
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Scrutinising valuation: Next steps for private asset managers
If you haven’t reviewed your valuation practices recently, now would be a good time to start.
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FCA issues call to arms for asset managers and alternatives firms
Dear CEO Letter outlines the UK regulator’s focus for next year and helps to prioritize compliance to-do list.
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The green devils in the detail of the UK anti-greenwashing rule
All authorized firms must comply with the anti-greenwashing rule by the end of May. So how should you prepare?