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FCA SUP 15.10

Describes requirements for the notification and reporting of suspicious orders and transactions.

Rule Overview

Jurisdiction: United Kingdom

Regulator: FCA

Topic: Market Abuse

FCA Handbook SUP 15.10
Overview
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Notification to the FCA requires sufficient indications that a transaction or order might constitute market abuse. A person making a notification to the FCA:

SUP 15.10.4(1)
Must be able to explain the basis for their suspicion that a transaction constitutes market abuse.
SUP 15.10.4(2)
May consult Market Abuse Regulation (MAR) for assistance in identifying elements constituting market abuse.
SUP 15.10.7
May do so using the system indicated on the FCA’s website.

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