FCA SUP 15.10

Describes requirements for the notification and reporting of suspicious orders and transactions

Rule Overview

Jurisdiction: United Kingdom

Regulator: FCA

Topic: Market Abuse

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Notification to the FCA requires sufficient indications that a transaction or order might constitute market abuse.

SUP 15.10.4(1)
A person will need to be able to exlain the basis for their suspicion that a transaction constitutes market abuse.
SUP 15.10.4(2)
Points to MAR for assistance in identifying elements constituting market abuse
SUP 15.10.7
Stipulates notification means
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