The UK and EU regimes share many of the same policy objectives, but differ in several important respects for non-UK firms.
Overview
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The UK has identified the payment sector as essential to economic growth.
What financial business leaders can learn from the Roman general.
No new rules; the FCA's approach is to double down on the existing outcomes-based approach, with Consumer Duty, SMCR, and operational resilience frameworks remaining at the forefront.
Latest designated CTPs include Amazon Web Services EMEA SARL, Google Cloud EMEA Limited, Microsoft Ireland Operations Ltd, and Oracle Corporation UK Limited.
The regulator has published details of key enforcement actions, including arrests and bans, in its latest annual report and accounts published last week.
FCA Enforcement Watch 2 focuses on the regulator’s approach to supervising and enforcing the Consumer Duty three years after its introduction.
The FCA’s new investment disclosure regime is a sign that the regulator is more closely scrutinizing compliance and consumer duty outcomes in the sector.