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Podcast: Monia Ben Nejima on AI governance across borders and the future of compliance
As regulators move from trialling AI to active oversight, firms face pressure to build governance structures to withstand scrutiny across multiple jurisdictions.
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Framing the issue: Non-financial misconduct
45,000 firms will now be subject to NFM regulations. What can they do to prepare?
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GRIP Extra: OSC sets examination priorities, SEC reviews FINRA short-selling proposal
Our in-brief roundup of notable stories from the last week.
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Aluminum company to pay $549.5m in FCA duty evasion case
The end to a longstanding case shows how efforts to reclassify bulk products can cross the line into duty evasion.
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FCA work in review: May 1-11, 2026
Our regular roundup of the latest news and developments from the FCA.
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UK payments industry braces for "CASS-light" reality
From May 2026, CASS 15 imposes immediate, stricter safeguarding requirements on payment firms to protect client funds, with trust rules deferred until 2027.
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MLR 2017 amendments: Key threshold changes and tighter CDD/EDD
2026 focus is on updated requirements (including CDD) with 2027 set as the deadline for comprehensive crypto authorization and structural regulation.
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FCA financial promotions rules in review
Consultation aims to streamline compliance by moving financial promotions under Consumer Duty umbrella.
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