FOI shows authorizations fall sharply as Financial Services and Markets Bill targets faster determination times.
FCA
Practical guidance on what’s changed and what to look out for in new FCA non-financial misconduct rules due in force September 1.
Our regular roundup of the latest news and developments from the FCA.
The FCA’s consultation CP26/23 will interest wholesale firms that do not directly serve retail clients but felt forced to change their business when the Consumer Duty was first introduced.
Hundreds of firms in the sector took part in the FCA review and shared details about their business models and risk identification and control systems.
High-level review of the FCA’s cryptoassets regime policy statements, finalized guidance and two further guidance consultations.
As the FCA intensifies its scrutiny of private markets, compliance executives face a battle over third-party supply-chain resilience and the fracturing of internal AI governance.
The regulator’s Supercharged Sandbox is a secure, controlled environment where firms can experiment with advanced AI technologies without worrying about compliance breaches.