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Regulator argues judges made errors in deciding to block its plans.
Regulator says treatment of senior figures must be improved in wake of debanking furore.
Ashurst Partner Bradley Rice addressed some of the key practical challenges of DORA at Global Relay’s gathering of compliance professionals.
Also discussed in this informative and collegial session was communication surveillance and the focus of recent supervisory visits.
Seung Earm and Mark Taylor discussed the Senior Managers & Certification Regime at Global Relay’s gathering of compliance professionals.
We spoke to Emma Parry about her role as an expert witness in a high court case, her experience as head of global conduct risk and the fallout of recent whistleblowing cases.