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    • OCC drops $10m fine against Wells Fargo risk officer involved in sales misconduct scandal
      Enforcement

      OCC drops $10m fine against Wells Fargo risk officer involved in sales misconduct scandal

      Catherine Ollinger1 min read

    • ASIC roundup: RAMS penalized A$20m, and MWL adviser banned
      Enforcement

      ASIC roundup: RAMS penalized A$20m, and MWL adviser banned

      Martina Lindberg7 min read

    • Cyber incident response and compliance with DORA
      Compliance

      Cyber incident response and compliance with DORA

      Amit Tyagi | CMS, Aurélia Viémont | CMS4 min read

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    • What to expect as FCA launches AI testing service
      FCA

      What to expect as FCA launches AI testing service

      Omar Salem | Fox Williams LLP8 min read

    • Fed votes to publish supervisory stress test models
      Regulation

      Fed votes to publish supervisory stress test models

      Alexander Barzacanos1 min read

    • FINRA sweep targets foreign small-cap offerings
      FINRA

      FINRA sweep targets foreign small-cap offerings

      Alexander Barzacanos1 min read

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    Latest News

    • UK tech sector demands predictability and simpler tax rules ahead of Autumn Budget
      Technology

      UK tech sector demands predictability and simpler tax rules ahead of Autumn Budget

      Jean Hurley2 min read

    • UK Scale-Up Unit hones in on fintechs
      Fintech

      UK Scale-Up Unit hones in on fintechs

      Carmen Cracknell2 min read

    • UK regulators broadly support digital ID scheme
      Security

      UK regulators broadly support digital ID scheme

      Carmen Cracknell1 min read

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    Latest News

    • Pharma Congress 2025: Enforcement actions, EOs and guidance docs
      Conferences and events

      Pharma Congress 2025: Enforcement actions, EOs and guidance docs

      Julie DiMauro6 min read

    • Podcast: Daniel Payne on the GENIUS Act and crypto optimism
      Podcasts

      Podcast: Daniel Payne on the GENIUS Act and crypto optimism

      Carmen Cracknell42 min listen

    • Pharma Congress 2025: Speaker events tackle T&E monitoring and telehealth fraud
      Conferences and events

      Pharma Congress 2025: Speaker events tackle T&E monitoring and telehealth fraud

      Julie DiMauro5 min read

  • Industry

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    Latest News

    • What to expect as FCA launches AI testing service
      FCA

      What to expect as FCA launches AI testing service

      Omar Salem | Fox Williams LLP8 min read

    • UK tech sector demands predictability and simpler tax rules ahead of Autumn Budget
      Technology

      UK tech sector demands predictability and simpler tax rules ahead of Autumn Budget

      Jean Hurley2 min read

    • OCC drops $10m fine against Wells Fargo risk officer involved in sales misconduct scandal
      Enforcement

      OCC drops $10m fine against Wells Fargo risk officer involved in sales misconduct scandal

      Catherine Ollinger1 min read

  • US Content
Hameed Shuja
hameed.shuja@globalrelay.net
  • Asia-Pacific in focus: October 2025 at a glance
    Regulation

    Asia-Pacific in focus: October 2025 at a glance

    October 27, 2025

    Our monthly roundup of the latest developments from the world of financial regulation in the Asia-Pacific region.

    Hameed Shuja4 min read

  • Relaxing bank leverage rules carries real risk, BoE warns
    Regulation

    Relaxing bank leverage rules carries real risk, BoE warns

    October 23, 2025

    Banking lobby groups in the US and the UK have been calling for relaxation of rules around bank leverage. But the UK’s top banking regulator says current circumstances are too volatile for any risky change.

    Hameed Shuja2 min read

  • FCA to supervise financial services firms for AML/CTF compliance
    Supervision

    FCA to supervise financial services firms for AML/CTF compliance

    October 23, 2025

    Proponents of the announcement believe it will help prevent money laundering; critics argue the FCA may not have the capacity to do a supervisory job.

    Hameed Shuja4 min read

  • Banks must do more to prevent romance fraud, says FCA
    FCA

    Banks must do more to prevent romance fraud, says FCA

    October 22, 2025

    The FCA’s review of romance fraud cases in the UK suggests measures for detection, prevention and supporting victims. We summarise the key findings.

    Hameed Shuja2 min read

  • FSB warns on gaps and inconsistencies in global crypto regulation
    Crypto

    FSB warns on gaps and inconsistencies in global crypto regulation

    October 21, 2025

    The warning comes at a time of increased debate in jurisdictions around the world about how to regulate crypto.

    Hameed Shuja4 min read

  • Some corporate finance firms could be violating AML rules, FCA survey reveals
    FCA

    Some corporate finance firms could be violating AML rules, FCA survey reveals

    October 21, 2025

    The FCA has published the findings of its latest survey on how corporate finance firms are monitoring and reporting financial crime risks.

    Hameed Shuja2 min read

  • AWS confirms service outage as major websites and apps go down worldwide
    Cloud

    AWS confirms service outage as major websites and apps go down worldwide

    October 20, 2025

    The issue seems to have affected some of the world’s most famous website and major apps.

    Hameed Shuja1 min read

  • FCA cuts legal text on capital rules by 70% to reduce regulatory burden
    FCA

    FCA cuts legal text on capital rules by 70% to reduce regulatory burden

    October 17, 2025

    Announcement the latest in a series of measures by the FCA aimed at aligningment with the government’s pro-growth agenda.

    Hameed Shuja2 min read

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