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    • SEC fines Wisconsin investment fund managers over $27m
      Enforcement

      SEC fines Wisconsin investment fund managers over $27m

      Catherine Ollinger1 min read

    • FINTRAC hits five real estate brokerages with C$368k in AML penalties
      Enforcement

      FINTRAC hits five real estate brokerages with C$368k in AML penalties

      Alexander Barzacanos1 min read

    • OPINION: ESG or bust
      ESG

      OPINION: ESG or bust

      Jelena Savic-Brkic3 min read

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    Latest News

    • FCA makes proposals on consolidated tape for UK equity markets
      FCA

      FCA makes proposals on consolidated tape for UK equity markets

      Hameed Shuja, Thomas Hyrkiel4 min read

    • FCA work in review: November 14–21, 2025
      FCA

      FCA work in review: November 14–21, 2025

      Hameed Shuja2 min read

    • Fed unveils “sharpened” supervisory operating principles
      Regulation

      Fed unveils “sharpened” supervisory operating principles

      Alexander Barzacanos1 min read

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    Latest News

    • Benchmark insights: A data-driven look at AI’s role in compliance
      AI

      Benchmark insights: A data-driven look at AI’s role in compliance

      Steph Holmes | EQS Group6 min read

    • Crypto wrap: Trump-linked token security threat, CZ lawyer defends pardon, BCBS crypto capital rethink
      Crypto

      Crypto wrap: Trump-linked token security threat, CZ lawyer defends pardon, BCBS crypto capital rethink

      Carmen Cracknell2 min read

    • Japan tiptoes into digital finance
      Crypto

      Japan tiptoes into digital finance

      Vlada Gurvich3 min read

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    • Podcast: Christian Moor and Luis del Olmo on MiCA implementation
      Podcasts

      Podcast: Christian Moor and Luis del Olmo on MiCA implementation

      Carmen Cracknell11 min listen

    • GRIP Extra: Exec order targets state AI regulations, EU digital omnibus published
      GRIP Extra

      GRIP Extra: Exec order targets state AI regulations, EU digital omnibus published

      GRIP2 min read

    • Podcast: Marc Steinberg on corporate officer and director liability
      Podcasts

      Podcast: Marc Steinberg on corporate officer and director liability

      Alexander Barzacanos23 min listen

  • Industry

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    Latest News

    • SEC fines Wisconsin investment fund managers over $27m
      Enforcement

      SEC fines Wisconsin investment fund managers over $27m

      Catherine Ollinger1 min read

    • FINTRAC hits five real estate brokerages with C$368k in AML penalties
      Enforcement

      FINTRAC hits five real estate brokerages with C$368k in AML penalties

      Alexander Barzacanos1 min read

    • FCA makes proposals on consolidated tape for UK equity markets
      FCA

      FCA makes proposals on consolidated tape for UK equity markets

      Hameed Shuja, Thomas Hyrkiel4 min read

  • US Content
Hameed Shuja
hameed.shuja@globalrelay.net
  • FCA makes proposals on consolidated tape for UK equity markets
    FCA

    FCA makes proposals on consolidated tape for UK equity markets

    November 25, 2025

    FCA says having multiple trading venues has benefits, but market participants need a single, centralized source of data for better overall market assessment.

    Hameed Shuja, Thomas Hyrkiel4 min read

  • FCA work in review: November 14–21, 2025
    FCA

    FCA work in review: November 14–21, 2025

    November 25, 2025

    Our weekly roundup of the latest news and developments from the FCA.

    Hameed Shuja2 min read

  • CMA investigates online pricing practices in eight businesses
    Enforcement

    CMA investigates online pricing practices in eight businesses

    November 20, 2025

    The regulator has also written to 100 businesses raising concerns over how they charge additional fees and the sales tactics they use.

    Hameed Shuja2 min read

  • Singapore consults on AI risk management in financial firms
    AI

    Singapore consults on AI risk management in financial firms

    November 19, 2025

    The guideline will define MAS’s expectations on to how financial institutions establish AI oversight, risk control mechanisms, and safe use of the technology.

    Hameed Shuja2 min read

  • In discussion about romance fraud and why tackling it matters
    Resources

    In discussion about romance fraud and why tackling it matters

    November 18, 2025

    We talk about how people fall victim to romance fraud, the sums involved, and what financial services need to be doing to combat it.

    Jean Hurley, Hameed Shuja<1 min read

  • Pritchard signals FCA support for “responsible and managed” risk-taking
    FCA

    Pritchard signals FCA support for “responsible and managed” risk-taking

    November 18, 2025

    Senior executive says missing out on opportunities can have a greater cost in the long term than taking responsible and managed risks.

    Hameed Shuja2 min read

  • CFD providers may be failing to deliver fair value to consumers, FCA warns
    FCA

    CFD providers may be failing to deliver fair value to consumers, FCA warns

    November 18, 2025

    The regulator said there is evidence of good practice too, but that firms can do better in adhering to the Consumer Duty.

    Hameed Shuja3 min read

  • UK regulators to get more leverage over cybersecurity, reporting, and penalties
    Security

    UK regulators to get more leverage over cybersecurity, reporting, and penalties

    November 17, 2025

    New UK legislation reaches parliament after a year marked by a string of costly and sophisticated cyberattacks.

    Hameed Shuja3 min read

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