Grip logo

Rules Navigator

Sign in
Register

Rules Navigator

  • Compliance

      Topics

    • All Compliance
    • Audit
    • Compliance as a Profession
    • Compliance Culture & Ethics
    • Enforcement
    • ESG
    • Reporting
    • Supervision

    Latest News

    • Trader incurs $335,000 fine for prearranged energy trades
      Enforcement

      Trader incurs $335,000 fine for prearranged energy trades

      Alexander Barzacanos1 min read

    • Ex-JP Morgan precious metals spoofers get combined $350,000 fine
      Enforcement

      Ex-JP Morgan precious metals spoofers get combined $350,000 fine

      Alexander Barzacanos1 min read

    • FINRA files complaint against firm for AML, ecomms recordkeeping and more
      Enforcement

      FINRA files complaint against firm for AML, ecomms recordkeeping and more

      Julie DiMauro5 min read

  • Regulation

      Topics

    • All Regulation
    • CFTC
    • ESMA
    • FCA
    • FINRA
    • SEC
    • US State Regulation

    Latest News

    • Regulation S-P in practice for transfer agents
      SEC

      Regulation S-P in practice for transfer agents

      Vlada Gurvich6 min read

    • House Appropriations Committee releases bipartisan healthcare plan
      Regulation

      House Appropriations Committee releases bipartisan healthcare plan

      Kevin Kinsella2 min read

    • SEC puts regulation S-K under comprehensive review
      SEC

      SEC puts regulation S-K under comprehensive review

      Vlada Gurvich2 min read

  • Technology

      Topics

    • All Technology
    • AI
    • Cloud
    • Crypto
    • Data
    • Fintech
    • Security

    Latest News

    • UK toughens stance on children's use of phones and social media
      Technology

      UK toughens stance on children's use of phones and social media

      Hameed Shuja2 min read

    • FCA publishes second paper on prudential regime for cryptoasset firms
      Crypto

      FCA publishes second paper on prudential regime for cryptoasset firms

      Tom Callaby | CMS, Sam Robinson | CMS13 min read

    • AI x antitrust: EC opens abuse of dominance cases into both Meta and Google
      AI

      AI x antitrust: EC opens abuse of dominance cases into both Meta and Google

      Greg Dowell | Macfarlanes, Foad Hoseinian | Macfarlanes6 min read

  • Resources

      Topics

    • All Resources
    • Announcements
    • Book Reviews
    • Conferences and Events
    • Country Guides
    • GRIP Extra
    • Podcasts

    Latest News

    • GRIP Extra: US scraps “hundreds” of enforcement actions; Supreme Court to hear SEC disgorgement case
      GRIP Extra

      GRIP Extra: US scraps “hundreds” of enforcement actions; Supreme Court to hear SEC disgorgement case

      GRIP3 min read

    • GRIP Country Guides: UAE
      Country Guides

      GRIP Country Guides: UAE

      GRIP15 min read

    • Video: UK Government U-turns on mandatory Digital ID plans amid privacy pushback
      Resources

      Video: UK Government U-turns on mandatory Digital ID plans amid privacy pushback

      Jean Hurley, Carmen Cracknell1 min read

  • Industry

      Topics

    • All Industry
    • Accounting
    • Energy
    • Finance
    • Healthcare
    • IT

    Latest News

    • Regulation S-P in practice for transfer agents
      SEC

      Regulation S-P in practice for transfer agents

      Vlada Gurvich6 min read

    • Trader incurs $335,000 fine for prearranged energy trades
      Enforcement

      Trader incurs $335,000 fine for prearranged energy trades

      Alexander Barzacanos1 min read

    • House Appropriations Committee releases bipartisan healthcare plan
      Regulation

      House Appropriations Committee releases bipartisan healthcare plan

      Kevin Kinsella2 min read

  • US Content
Hameed Shuja
hameed.shuja@globalrelay.net
  • UK toughens stance on children’s use of phones and social media
    Technology

    UK toughens stance on children’s use of phones and social media

    January 22, 2026

    Latest moves focus on keeping children safe online and encouraging healthy habits when using smartphones and social media.

    Hameed Shuja2 min read

  • CMA to review 33 market remedies in effort to ease regulatory burden
    Regulation

    CMA to review 33 market remedies in effort to ease regulatory burden

    January 21, 2026

    Remedies under review cover multiple sectors including financial services, trade, and energy. The consultation is open until March 2, 2026.

    Hameed Shuja2 min read

  • Oil and gas consultant fined by FCA for insider dealing
    Enforcement

    Oil and gas consultant fined by FCA for insider dealing

    January 20, 2026

    The FCA has made the fight against financial crime a priority in its latest five-year strategy, and says it will focus on those who want to harm the system from the inside.

    Hameed Shuja1 min read

  • PSR can impose cap on international transaction fees, UK High Court rules
    Regulation

    PSR can impose cap on international transaction fees, UK High Court rules

    January 20, 2026

    Regulator says international transaction fees have risen unduly since Brexit, with a negative impact on UK businesses and their customers.

    Hameed Shuja2 min read

  • Dubai regulator tells firms to improve policies on managing conflicts of interest
    Compliance

    Dubai regulator tells firms to improve policies on managing conflicts of interest

    January 19, 2026

    Review reveals shortcomings including lack of clarity in existing policies, failure to carry self-assessment, and narrow scope on what counts as conflict of interest.

    Hameed Shuja2 min read

  • FCA work in review: December 22, 2025-January 15, 2026
    FCA

    FCA work in review: December 22, 2025-January 15, 2026

    January 16, 2026

    Our regular roundup of the latest news and developments from the FCA.

    Hameed Shuja2 min read

  • FCA says firms must help retail investors understand complex ETP risks
    FCA

    FCA says firms must help retail investors understand complex ETP risks

    January 14, 2026

    The regulator has raised concerns over some firms having weaker controls, and limited assessment of customers’ experience and knowledge of ETP-associated risks.

    Hameed Shuja2 min read

  • DFSA makes Dubai firms responsible for assessing crypto token suitability
    Crypto

    DFSA makes Dubai firms responsible for assessing crypto token suitability

    January 14, 2026

    The Financial Services Authority wants to move responsibility onto firms, and has published guidelines on what criteria they should follow for determining token suitability.

    Hameed Shuja3 min read

  • About GRIP
  • Contact Us
  • Editorial Policy
  • Legal Terms & Policies

Copyright © 2026 Global Relay Communications Inc. All Rights Reserved.

      • Compliance
        • Audit
        • Compliance as a Profession
        • Compliance Culture & Ethics
        • Enforcement
        • Reporting
        • Supervision
      • Data
        • Privacy
      • ESG
        • ISSB
      • Regulation
        • CFTC
        • ESMA
        • FCA
        • FINRA
        • SEC
        • US State Regulation
      • Technology
        • AI
        • Cloud
        • Crypto
        • Fintech
        • Security