
Our regular roundup of the latest news and developments from the FCA.
Hameed Shuja2 min read

The regulator has raised concerns over some firms having weaker controls, and limited assessment of customers’ experience and knowledge of ETP-associated risks.
Hameed Shuja2 min read

The Financial Services Authority wants to move responsibility onto firms, and has published guidelines on what criteria they should follow for determining token suitability.
Hameed Shuja3 min read

A new color-rating method will be used to show how individual pensions are performing. Under-performers will be pushed to either improve or leave the market.
Hameed Shuja3 min read

Ministers believe investing in cybersecurity apparatus is necessary to protect the UK against threats from state and non-state actors at home and abroad.
Hameed Shuja2 min read

Richard Adam and Zafar Khan have been accused of acting recklessly despite being concerned about the financial troubles at the company. Carillion’s former CEO is also facing a hearing.
Hameed Shuja2 min read

A special taskforce will meet twice monthly and draw up opinions and plans to upgrade the Act on Reporting and Using Specified Financial Transaction Information.
Hameed Shuja2 min read

Our monthly roundup of the latest developments in financial regulation from the Asia-Pacific region.
Hameed Shuja3 min read