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Assessing amendments to the regulation on wholesale market integrity and transparency.
A new law aims to protect against market abuse manipulation and reinforce market surveillance. We asked experts in the energy market for their views.
Risk acceptance and supervisory visits also discussed at Global Relay’s quarterly roundtable in London.
Our second report from the City & Financial Summit summarizes what practitioners say about developments in market manipulation enforcement.
Irish stockbroking firm Goodbody fined for breaching MAR obligations.
Therese Chambers outlined new enforcement strategy to speed up investigations and clarified new enforcement publicity proposals.
The regulator draws attention to the risks with the release of this guidance, coinciding with arrests in London.
The FCA has highlighted continuing concern about ‘flying’ and ‘printing’ and the failure of firm management to deal effectively with both practices.