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Stockholm Nasdaq fined $9.6m over regulatory violations

Sign on Nasdaq building
Photo: Michael M. Santiago/Getty Images

Martin Cloake

<1 min read
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Regulator Finansinspektionen issues remark and fine over insider trading and unauthorized trading concerns.

Regulatory violations connected with insider dealing and unauthorized trading have resulted in a fine of SKr 100m ($9.6m) for Nasdaq Stockholm. Swedish regulator Finansinspektionen has also issued a remark over events that occurred in 2021, 2022 and 2023.

Finansinspektionen’s investigations uncovered “deficiencies in how Nasdaq Stockholm has conducted its trading monitoring, which should

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