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Reporting, transparency, and governance frameworks were high on the agenda at Global Relay’s recent compliance roundtable in Canada.
Rob Mason
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A key takeaway is that data challenges persist, despite being continually flagged for years.
Rob Mason, Global Relay’s director of regulatory intelligence, reports from an impressive SIFMA gathering in Florida.
A new law aims to protect against market abuse manipulation and reinforce market surveillance. We asked experts in the energy market for their views.
We compare guidance issued by the FCA and ESMA.
The report takes in the first year of the FCA’s three-year plan, including work on protecting consumers, ESG and crypto regulation.
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The latest edition of FCA Market Watch, number 74, covers Transaction Reports and market conduct issues.
At a recent monitoring conference, hosted by XLOD, a number of global surveillance leaders gave their views on the oversight of eComms.