Please enjoy this free trial of our subscription content service, for a limited time only.
A new law aims to protect against market abuse manipulation and reinforce market surveillance. We asked experts in the energy market for their views.
We compare guidance issued by the FCA and ESMA.
The report takes in the first year of the FCA’s three-year plan, including work on protecting consumers, ESG and crypto regulation.
The latest edition of FCA Market Watch, number 74, covers Transaction Reports and market conduct issues.
At a recent monitoring conference, hosted by XLOD, a number of global surveillance leaders gave their views on the oversight of eComms.
FCA says it will “reform and streamline” listing rules to attract a wider range of companies, encourage competition and improve choice for investors.
Regulator’s granular observations useful to other market participants in order to ensure that their surveillance approach meets expectations.
Firms need to up their game to meet regulator expectations.