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Annual Report underlines change in tone from punitive enforcement to incentivizing good conduct.
Julie DiMauro3 min read
Princeton professor Jonathan Mayer named to lead cross-agency work on AI and emerging tech.
Julie DiMauro1 min read
Our regular roundup of notable developments in the cryptosphere.
Carmen Cracknell3 min read
UK policymakers and regulators urge support for international interoperability of transition finance frameworks.
Jean Hurley4 min read
Biotech executive Matthew Panuwat bought options on stock of another company he was not privy to inside information about. Was it insider trading?
Julie DiMauro6 min read
Controversial decisions from the Brazilian Supreme Court continue to undermine the fight against corruption.
Cláudia Massaia3 min read
FINRA ruling notable due to inclusion of Identity Theft Red Flags Rule.
The ETF manager agreed to settle an SEC investigation into a social media influencer’s role in promoting a fund it launched in 2021.
Datatilsynet received 28% more reports of allegations in 2023 compared to 2022.
Martina Lindberg1 min read
The European Data Protection Board has collated the results of investigations into the role of Data Protection Officers.
Olaf van Haperen | Eversheds Sutherland, Frédérique Swart | Eversheds Sutherland3 min read
The Danish private hospital failed to supervise its data processors and keep sensitive data secure.
Martina Lindberg<1 min read
Uber failed to properly handle the drivers’ personal data, and made it difficult for them to access it.
Agreement on the ESG Rating Activities Regulation clarifies new rules on separation of E, S and G factors, non-EU providers and conflicts of interest.
Harriet O’Brien | Danesmead ESG2 min read
Blocking of ClientEarth’s application for judicial review may deter future claims.
Sukhi Kaler | CMS, Tim Malloch | CMS, Zainab Hodgson | CMS4 min read
New EU laws to prohibit false environmental claims in line with UK Advertising Standards Authority guidance.
Caroline May | Norton Rose Fulbright, Lucy Bruce Jones | Norton Rose Fulbright2 min read
Major business coalition seeks to block implementation of wide-ranging laws, claiming First Amendment violation.
The introduction of the L-QIF in March 2024 is an opportunity for the asset management industry to offer innovative products and strategies.
Dr Vaïk Müller | CMS4 min read
Six months on from the first Consumer Duty deadline, regulator sets out what it wants to see next.
Martin Cloake1 min read
The legislation aims to deliver reforms on tackling economic crime and improving transparency over corporate entities.
Mark Geday | Morgan Lewis, Jasmine Jones | Morgan Lewis5 min read
The regulator draws attention to the risks with the release of this guidance, coinciding with arrests in London.
Thomas Hyrkiel, Robert Nowacki3 min read
Global taskforce disrupts infamous ransomware gang and makes charges against two Russian nationals.
Martina Lindberg5 min read
Sam Tyfield examines types of stablecoin, why they are popular, asks if they are truly stable, and considers what the future holds.
Sam Tyfield | Shoosmiths6 min read
Scam texting to be more difficult as more than 70 organizations register for text Sender IDs with Finnish Transport and Communications Agency.
Treasury says stronger AML needed for investment advisers, new EU regulation on instant payments, stronger self-regulation of Indian fintechs.