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Saxo Bank fined DKr 2m for inadequate transaction reports
The bank made over 80 million incomplete or inaccurate reports to the Danish Financial Supervisory Authority.
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ASIC roundup: Shadow director charged with fraud, A$375,600 infringement notices
The Australian Securities and Investments Commission’s latest actions and news, November 17 – 21, 2025.
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ASIC takes three new actions on Shield and First Guardian Funds collapses
The actions feature new civil penalty proceedings, and seek leave to start proceedings against both companies and an individual.
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ASIC roundup: Prison for Mansa Group director, 2026 enforcement priorities
The Australian Securities and Investments Commission’s latest actions and news, November 10 – 14, 2025.
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Avida Finans sanctioned and given reprimand for insufficient credit checks
The loan firm granted customers loans on more than 30 occasions which should not have been approved.
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ASIC roundup: Concern after SMSF advice review, HESTA pays infringement notices
The Australian Securities and Investments Commission’s latest actions and news, November 3 – 7, 2025.
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Danko Koncar ordered to pay €120m in supplementary amounts of conditional fine
Danko Koncar failed to comply with the obligations to publish a public bid for shares in Afarak Group Plc.
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ASIC roundup: 14 years imprisonment for fraudster, and freezing orders
The Australian Securities and Investments Commission’s latest actions and news, October 27 – 31, 2025.