New guidance includes implementing proactive risk management and defining management and control practices with an emphasis on ESG.
Cláudia Massaia5 min read
Disciplinary decisions issued October 26 – November 1, 2024.
Thomas Hyrkiel3 min read
Should banks be solely responsible for fintech compliance, or can the regulators also shoulder some of the burden? We discuss some of the arguments around this key question.
Hameed Shuja3 min read
Revised Principles are less prescriptive, allowing companies to tailor remuneration arrangements to make UK a more attractive place to list.
Investment adviser failed to mention endorsements from high-profile sports stars were paid for.
Julie DiMauro2 min read
Latest developments in the world of crypto, including stories from the US, UK and elsewhere.
Hameed Shuja3 min read
Our at-a-glance guide to recent FCA activity.
Hameed Shuja2 min read
The Australian Securities & Investments Commission’s latest actions and news, October 28 – November 1, 2024.
Martina Lindberg5 min read