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The GRIP Files: Joann Needleman of Clark Hill
The head of financial services regulatory and compliance practice at Clark Hill talks about her work.
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European Commission fines Apple and Meta €700m
Tech giants found to have breached obligations on anti-steering rules, but fines lighter than expected.
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Private radiology provider settles probe into data security failures
A radiology provider faces penalties after failing to safeguard patient data, exposing thousands to potential breaches.
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FINRA launches three FINRA Forward initiatives to add efficiency
Initiatives aim to improve the effectiveness and efficiency of supervision.
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FCA work in review: April 15-22, 2025
Our at-a-glance guide to a busy week of FCA activity.
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Binance revealed as advising governments on crypto regulation
Reports of the firm’s engagement with governments on crypto regulation have sparked mixed reactions.
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Therese Chambers: “Enforcement needs to be loud and in your face”
Senior FCA executive delivered keynote speech at the Spring Conference of NYU’s Program on Corporate Compliance and Enforcement.
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ASIC roundup: Wiluna Mining sued, and firms engaging in unlicensed credit activity
The Australian Securities & Investments Commission’s latest actions and news, April 14 – 17, 2025.