Biotech executive Matthew Panuwat bought options on stock of another company he was not privy to inside information about. Was it insider trading?
Controversial decisions from the Brazilian Supreme Court continue to undermine the fight against corruption.
The ETF manager agreed to settle an SEC investigation into a social media influencer’s role in promoting a fund it launched in 2021.
Disciplinary decisions issued February 10 – 16, 2024.
The main changes relate to risk management and internal controls, audit committee reporting, governance reporting, DE&I and remuneration.
The Australian Securities & Investments Commission’s latest actions and news, February 12 – 16, 2024.
The bank said in a filing on Friday that it expects to pay civil penalties to regulators for reporting incomplete trading data to surveillance platforms.