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CMA to investigate “Google’s position in search and search advertising services”
Google has faced similar investigations in Europe in the past, and has been fined too.
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FCA work in review: January 10-17, 2025
Our at-a-glance guide to recent FCA activity.
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FTC alleges substance abuse clinic used online ads to pose as other clinics
Evoke Wellnesss and two of its executives sued by the regulator for the use of deceptive Google search ads and telemarketing.
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SEC charges Navy Capital with misrepresenting AML processes to investors
The SEC said the company represented to private fund investors that the firm was voluntarily complying with AML due diligence laws despite actual processes for same being used.
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The ESG year for legal and compliance professionals – 25 predictions for 2025
The only certainty is that 2025 will be another evolving – and challenging – year for ESG compliance.
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Robinhood BDs dinged for violating more than 10 securities law provisions
Alleged violations include blue sheet filing, identity theft, and suspicious activity reporting, including a 2021 data breach that exposed customers’ data.
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SEC still live and kicking as 12 firms fined combined $63m+ in recordkeeping failure charges
Each firm used unapproved communication methods, or off-channel communications, to send and receive messages that were required to be maintained under the securities laws, the SEC said.
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Reeves turns up pressure on UK regulators as government eyes AI to create momentum for growth
Regulators in the spotlight as UK government pushes for growth.