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SEC releases fiscal year 2025 examination priorities

Image of a trader at a terminal reviewing electronic trading data.
Photo: Spencer Platt/Getty Images

Julie DiMauro

5 min read
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Emerging risk areas (such as AI), plus cybersecurity, crypto and AML in focus as we dig deep into Examination Priorities document.

Information security and operational resiliency, emerging financial technologies, crypto assets, identity theft procedures and controls, and customer data safeguards have been flagged as focal areas for the next year by the SEC Examinations Division.

The Division has just released its Fiscal Year 2025 Examination Priorities document which, as ever, offers a

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