- Regulation
- Technology
- Resources
Latest News
-
Podcast: Adria Perez and Kate Seikaly on civil and criminal trade compliance, False Claims Act, and tariff origin checks
-
GRIP Extra: FINRA appoints new Board of Governors members, DOJ pushes for Powell prosecution
-
Podcast: Christopher Wimmer on cross-border investments, critical minerals, and compliance in Canada
-
- Industry
-
Dear CEO letter: FCA’s expectations for financial advisers and investment intermediaries
The FCA wants to work with the industry to ensure consumers receive consistently good outcomes and manage their own finances.
-
UK General Election: What the manifestos mean for the financial services sector
A summary of the most significant proposals affecting the financial services sector.
-
10 things to know about the EU Corporate Sustainability Due Diligence Directive
A summary of the issues enterprises active in the EU should know about.
-
Basel Committee Consultative Document: Changes to the G-SIBs – revised assessment framework
The proposed changes are to address behavior by some banks around “window dressing” reporting and disclosure of G-SIB scores.
-
EU moves to stop manipulation of wholesale energy market
New law aims to protect against market manipulation and reinforce market surveillance.
-
The Edinburgh Reforms – the future of ring-fencing
The government’s initial policy position regarding the future of the ring-fencing regime has developed – we take a look at how and what to expect next.