Resources
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FINRA Annual 2026: Talking AI and prediction markets
Speakers tackled emerging developments in crypto, AI, prediction markets and other critical regulatory topics shaping financial services entities.
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Podcast: Erica Powers says data analytics has a home in compliance programs
We discuss how data outputs inform your program inputs, so if you notice a trend in a particular region or team, it could be a signal for the compliance department.
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Alternative Asset Management Roundtable: The compliance pain points
Insights from the recent hedge funds event at Global Relay’s London offices. We discuss the change, the pain, and offer up some advice.
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GRIP Extra: CFTC replaces outdated swap benchmarks, ESMA moves to simplify EU reporting
Our in-brief roundup of notable stories from the last week.
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Podcast: Evan Van Hook, Chief Sustainability Officer, Viridi
Van Hook talks about battery storage using lithium-ion technology, the increasing demand for safety, and the importance of regulatory adherence.
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GRIP Extra: OCC blocks Illinois interchange fee ban, CFPB cuts small business lending rule
Our in-brief roundup of notable stories from the last week.
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A comprehensive guide to the FCA’s new non-financial misconduct rules
The new guidance provides a formal regulatory definition, centering on bullying, harassment, and violence.
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Podcast: Samantha Gloede, Global Head of Risk Services, KPMG
Samantha has over two decades of experience working to address clients’ risk and technology needs.