Guidelines address Consumer Duty and operational resilience.
Guidelines address Consumer Duty and operational resilience.
New monthly column with former prosecutors addressing prediction markets and exploring the compliance and enforcement issues they present.
Market Watch 86 shows regulator is serious about its expectations of firms in connection with the detection and reporting of suspected market abuse.
Our in-brief roundup of notable stories from the last week.
This first-of-its-kind National Tax Enforcement Surge brought together 35 US attorneys’ offices and IRS criminal investigators.
Auditor liability, corporate governance, the future of regulation, and improving compliance with robust reporting mechanisms.
Key concerns include volatility in sovereign bond markets, vulnerabilities in private credit markets, and AI-associated risk.
Crypto wallets relying on public-key cryptography may be increasingly exposed to quantum attacks. Europol highlights ways forward.