Industry

SEC proposes expanding fund cross-trading eligibility, restoring many fixed-income transactions while adding safeguards.

Fang and Vassallo tell us about how t54 provides agentic AI services while using identity, behavior, context and guardrail signals to mitigate risk.

The FCA said it will engage further with selected firms to test the adequacy and effectiveness of their compliance resources.

Rule proposals are part of the FINRA Forward initiative and will be filed with the SEC .

Emerging consistency as data, controls, and assurance develop. FAR’s Sara Lissdaniels helps us draw the main compliance lessons.

CP26/35 proposes changes that align the illiquid asset redemption rules to international standards to reduce operational pressure on firms.

Our in-brief roundup of notable stories from the last week.

Market culture is improving but visible leadership and manager capability remain critical for setting the tone and defining good conduct.