Hameed Shuja4 min read
Julie DiMauro2 min read
Hameed Shuja3 min read
Alexander and Julie say mandates in consumer protection, sustainability reporting, and privacy mean companies must maintain resources and skills to meet compliance challenges.
GRIP31 min listen
Dan Nikci, Founder and Managing Partner of Applied Fund Solutions, discusses his work with the alternative investment community.
Alexander Barzacanos20 min listen
Michaela discusses with GRIP the essential points to consider when managing a compliance program and adding ethics in over time.
Julie DiMauro46 min listen
With a career spanning software and consulting firms as well as banks globally, Mariola gives us a frank insight into AML surveillance in practice.
Jean Hurley35 min listen
We spoke about the US landmark crypto currency lawsuit – Ripple, the UK Digital Assets Bill and Harley’s work in tracing and recovering digital assets.
Jean Hurley25 min listen
US Content Manager Julie DiMauro spoke to Courtney Reid, CCO at MassMutual’s retail broker-dealer, about her outlook on the compliance role.
Julie DiMauro26 min listen
We spoke about Mitch’s work in an FCA-approved Skilled Person Review panel firm, client experience, best practice and the Consumer Duty.
Jean Hurley34 min listen
In this episode of the GRIP Podcast, Commissioner Peirce spoke about rulemaking via enforcement and what she sees ahead for the US securities watchdog in the next calendar year.
Julie DiMauro28 min listen