Events

Our report from an insightful panel session held at Energy Trading Week in London.

Discussion at the latest session of Global Relay’s regular industry meet-up also covered interaction with regulators, non-financial misconduct practice, and market abuse.

Changes in the surveillance function were the focus of one discussion at XLOD Global.

Nick Duke from Marex and Scott King from Barclays in conversation about how AI is changing the way we approach regulation.

Experts at McDermott Will & Schulte share insights and trends from the conference in Barcelona.

Compliance teams have spent time assessing whether employees can safely use AI tools, yet a recent New York Tech Week panel at Romano Law highlighted a challenge that may prove more consequential.

Reporting, transparency, and governance frameworks were high on the agenda at Global Relay’s recent compliance roundtable in Canada.

Forget the playbook of absolute risk aversion; the FCA is officially daring compliance to stop gold-plating the rules and start embracing responsible risk.