GRIP1 min read
Jean Hurley34 min listen
GRIP1 min read
This panel discussion featured experts from the National Futures Association and Dutch financial markets authority AFM.
Alex Viall4 min read
Panellists from RBC, Deutsche Bank, TP ICAP and Lloyds discussed the future of trade surveillance.
Alex Viall4 min read
Panelists from Natwest, Barclays, VoxSmart and Global Relay discussed voice communication capture, monitoring and their effectiveness now and the near future.
Thomas Hyrkiel3 min read
Panelists from Bank of America, NatWest and Natixis discussed the challenges of multiple trade venues.
Alex Viall5 min read
Experts from Morgan Stanley, Société Géneralé and BNY discussed the challenges posed by AI.
Alex Viall3 min read
The first of a series of reports from XLOD London features a panel discussion with experts from Standard Chartered, Lloyds Bank, and Citigroup.
Alex Viall4 min read
Panelists at the annual gathering made key recommendations as firms prepare to comply with amendments to Regulation S-P.
Alexander Barzacanos3 min read
NSCP conference participants discussed recordkeeping enforcement actions, policy recommendations, and predictions about future enforcement patterns.
Alexander Barzacanos3 min read