SEA 1934 Rule 17 – Global Relay Intelligence & Practice

SEA 1934 Rule 17

Fintech

Comms monitoring takes centre stage with global regulators

November 1, 2023

If your firm is subject to one or multiple regimes, you should ensure your controls and approach are aligned with the relevant regulators’ expectations.

Eoghan Hartigan | Bovill Newgate, Damon Batten | Bovill, Sylvaine de Gantes | Bovill4 min read