Tech giants found to have breached obligations on anti-steering rules, but fines lighter than expected.
Hameed Shuja3 min read
Other news includes Truth Social asking SEC to investigate Qube over short position, US Supreme Court approves relaxed pleading standard for ERISA claim, China mulls letting Western firms operate as ETF market makers.
GRIP<1 min read
What this fine means for other firms and why it is a stark reminder of why a whistleblowing policy is needed in the UK.
Jean Hurley2 min read
The Dutch Authority for the Financial Markets has made an extraordinary decision, says Ashurst.
Jake Green | Ashurst, Jack Collins | Ashurst7 min read
Latest news and developments from the world of crypto.
Hameed Shuja3 min read
Other news includes a whistleblower testifying that Facebook was working with CCP on censorship, Treasury announcing the rollback of 15 rules and guidance statements, and the publication of several ESMA documents.
GRIP2 min read
Notable changes include: new obligations for third-country market participants; order book reporting by organised marketplaces; and expansion of REMIT’s scope.
Jean Hurley1 min read
Proposed new templates are intended to reduce the administrative burden on listed companies as well as those wishing to list.
Thomas Hyrkiel3 min read