Lawyer and financial services investigator Carroll Barry-Walsh says government inaction is not an option.
IT Regulation
The release of Ofcom’s yearly cloud services market study has ignited discussions about digital competition and regulation in the UK.
Regulators found that TSB failed to adequately organize and control a 2018 IT migration programme.
Elle Todd, a leading practitioner in digital and data law, advises on all aspects of privacy and security compliance, digital transformation and compliance in new forms of engagement and insights across apps, ecommerce, social media, IoT, AI and adtech.
When it was introduced in 2020, the SEC’s Reg BI was intended to make broker-dealers take better care of their retail clients. We look at whether that has happened over the last two years.
Haimera Workie is Head of Financial Innovation and Senior Director at FINRA, where he leads the Office of Financial Innovation. He sets out how regulators can encourage and monitor emerging innovation.
The financial services industry’s digital transformation has seen fintech step in to meet consumers’ expectations for faster, cheaper, and easier online services. We examine how fintech is reshaping financial services.
The global financial crash followed by the data-fueled open banking revolution has led to a complex and confusing landscape for operators – so the market shift to keep it simple for consumers, regulators, and the organizations themselves is welcome and necessary.