Nasdaq

Premium

May 27, 2026

Panel discussion featured senior figures from financial centers in New York, London, Shanghai, Paris, and Riyadh.

Enforcement

Premium

March 17, 2026

Charges have been brought for violations of Norway’s Securities Act and the Criminal Code.

FINRA

October 28, 2025

The information requests focus on policies, procedures, training, and surveillance controls around small-cap offerings and trading.

Crypto

May 19, 2025

Latest news and developments from the world of crypto.

SEC

December 17, 2024

In a narrowly-obtained decision, the Fifth Circuit determined that approving the rule exceeded the SEC’s power.