Ofgem

Surveillance trends, regulator supervision, and the role of AI at wholesale banks and brokers

Compliance

Premium

Surveillance trends, regulator supervision, and the role of AI at wholesale banks and brokers

May 26, 2026

A synopsis of views and advice on current trends, regulatory supervision, and some practical solutions to the latest challenges.

Security

What the UK Cyber Security and Resilience Bill means for the UK electricity sector

May 18, 2026

How CSRB affects the electricity sector, detailing changes in scope, requirements, and enforcement, and comparison with EU NIS2 – key timelines and uncertainties.

Fintech

Comms monitoring takes centre stage with global regulators

November 1, 2023

If your firm is subject to one or multiple regimes, you should ensure your controls and approach are aligned with the relevant regulators’ expectations.

Regulation

Morgan Stanley fined $6.8m by UK energy regulator for comms recordkeeping failure

August 23, 2023

First UK action by Ofgem on off-channel comms in wholesale energy market.

Latest News

Wealth management wake-up call from FCA

OPINION: Why Net Asset Value may be a question of time

How capital-seeking firms can succeed in the US

Latest News

ACA marketplace premiums set to rise again in 2027

Fourth USPSTF meeting postponed by HHS Secretary

SEC releases 2026 regulatory agenda, with crypto at its center

Latest News

US Supreme Court ruling puts transatlantic data sharing at risk

UK to review use of non-corporate comms channels in government

HIPAA Security Rule update postponed until next year

Latest News

Podcast: Spencer Gareiss, Roberta Vassallo, and the sports assets trading platform

Moves and hires June 2026

GRIP Extra: Regulators in AI 'arms race', Ireland assumes EU Council presidency

Latest News

Wealth management wake-up call from FCA

US Supreme Court ruling puts transatlantic data sharing at risk

OPINION: Why Net Asset Value may be a question of time

Ofgem

Surveillance trends, regulator supervision, and the role of AI at wholesale banks and brokers

What the UK Cyber Security and Resilience Bill means for the UK electricity sector

Comms monitoring takes centre stage with global regulators

Morgan Stanley fined $6.8m by UK energy regulator for comms recordkeeping failure